regulatory audit

常見例句

雙語例句

• Finally, consider a regulatory audit.
  最后，考慮一個調整的審計。
• Certain development standards, such as verifiable signoffs and checkpoints, can be requirements for regulatory and audit compliance.
  某些開發(fā)標準，例如可證實的結束和檢查點，可以是法規(guī)和審計遵循的需求。
• One of the most potentially expensive parts of records retention is that stomach-punch moment of being served with a subpoena or notice of a regulatory audit.
  保留記錄可能最費錢的一個方面就是接到傳票或者接到監(jiān)管人員前來審查通知的那個痛苦時刻。
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權威例句

• For example, Leighton is alleged to have misrepresented to pool participants that a regulatory audit prevented him from making any distributions or payments to pool participants or returning participant funds upon request, when, in fact, no such audit had occurred.
  FORBES: How Safe are Your Savings? Commodity Pools Can Be Toxic Waters
• Several audit firm professionals tried to convince the SEC and PCAOB staff that they were mistaken in the belief that broker-dealer auditors could not sign the broker-dealer audit opinion as well as help implement accounting software, prepare period-end journal entries and compile those same financial statements and regulatory reports that they would audit.
  FORBES: Auditors All Fall Down; PFGBest and MF Global Frauds Reveal Weak Watchdogs
• The FTC seeks to strengthen its oversight of the approved self-regulatory "safe harbor programs" by requiring them to audit their members and report annually to the Commission the aggregated results of those audits.
  ENGADGET: FTC introduces changes to Children's Online Privacy Protection Act, parental permission now required to collect information
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