常見例句雙語例句While these laws vary from state to state, the laws require registration of securities offerings, and registration of brokers and brokerage firms.藍天法案 由 美國各州政府負責實施。 該類法案用于規(guī)范一個區(qū)域內的 證券交易,以及 股票經紀人和 投資顧問的注冊。Article 3 When undertaking brokerage activities, a broker shall observe state laws and regulations, and follow the principle of equality, voluntariness, fairness and good faith.第三條經紀人從事經紀活動,應當遵守國家法律法規(guī),遵循平等、自愿、公平和誠實信用的原則。It is said that in the brokerage reported to the program, the Margin to determine the stock pool And will be submitted to the State Council approved a pilot program to implement.有人說在經紀報計劃,保證金,以確定股票池,并將提交國務院批準實施的試點項目。權威例句The current regulatory state of affairs permits brokerage firms that do not have a real soft dollar expertise to prosper by facilitating abusive arrangements.FORBES: Soft Dollar Zone: A Sensitive Area (January 1, 1997)The APT tax can therefore be viewed as a universal brokerage fee levied by the state to finance the panoply of services it provides.FORBES: Balanced Budget And Comprehensive Tax Reform Made Simple ? The Automated Payment Transaction TaxTheir marketing materials state that if pensions do not become involved in directing their brokerage, they are not fulfilling their fiduciary duty.FORBES: Pensions and Brokerage: The Brokerage Battlefield Revisited (October 1, 2000) 返回 state brokerage