常見例句雙語例句Based on that, there is a problem that how to classify the legal relationship between securities dealer and the investor.由此産生了投資者與証券商法律關(guān)系界定問題，我國理論界對(duì)此問題意見不一。On a monthly basis, specialized securities broker firms and securities dealer firms shall also prepare one copy of the bank deposit statement.專業(yè)証券經(jīng)紀(jì)商及專業(yè)証券自營商加附銀行存款明細(xì)表一份。Article 21 In underwriting the shares, a securities dealer institution shall check the truthfulness, accuracy and completeness of the prospectus and other related materials that are distributed;第二十一條証券經(jīng)營機(jī)搆承銷股票，應(yīng)儅對(duì)招股說明書和其他有關(guān)宣傳材料的真實(shí)性、準(zhǔn)確性、完整性進(jìn)行核查；權(quán)威例句Plaintiff attorneys filed 1, 463 cases for securities dealer association arbitration in January and February, up 23% in a year.FORBES: Magazine ArticleIn settling its case against Risher, the SEC imposed upon him a Bar from association with any transfer agent, broker, dealer, investment adviser, municipal securities dealer, municipal advisor, or nationally recognized statistical rating organization.FORBES: An Ex-Con Con Artist Rips Off $22 Million From Teachers and RetireesThe company has another possible ace in its pocket: it is one of the few financial firms to act as a primary dealer of Treasury securities.FORBES: Countrywide Is On Its Side 返回 securities dealer